"How
can the OBE be explained?"
Most theories
of the OBE either claim that something leaves the
physical body, or that it does not. Then within
these two major categories there are several
different types of explanation, and there is
perhaps a last possibility; that any such
distinction is meaningless and artificial. The
theories can be divided up as follows
[Bla82]:
- Something
leaves the body.
1. Physical theories
2. Physical astral world theory
3. Mental astral world theory
- Nothing leaves
the body
4. Parapsychological theory
5. Psychological theories
- Other
Something Leaves the Body
1. Physical Theories (a physical double
travels in the physical world
First there is the kind of explanation which
suggests that we each have a second physical body
which can separate from the usual one. There are
two aspects to consider, one being the status and
nature of the double which travels, and the other
being the status and nature of the world in which
it travels. In this theory both are material and
interact with the normal physical world. You may
immediately dismiss this notion, saying that the
double is non-physical.
To make this theory even worth considering it is
necessary to assume that this double is composed of
some 'finer' or more subtle material that is
invisible to the untrained eye. This kind of idea
is sometimes expressed in occult writings. The idea
appears, for example, as the 'etheric body' of the
Theosophists. Objections to this type of theory are
numerous, and are made on both logical and
empirical grounds. First, what could the double be
made of? The possibilities seem to range between a
complete solid duplicate and a kind of misty and
insubstantial version. Another problem with this
kind of double is its appearance. If all have a
second body why does it appear to some as a blob or
globe, to other as a flare, or light, and to yet
others as a duplicate of the physical body? Muldoon
and Carrington [MC29] wrestled with this
problem and so has Tart [Tar74b].
If the notion of a physical double is problematic,
the notion that it travels in the physical world is
just as much so. First there are the types of
errors made in OB perception. These tend not to be
the sort of errors which might arise from a poor
perceptual system, but seem often to be fabricated
error, or additions, as well as omissions. Then
sometimes the OB world is responsive to thought,
just as in a dream the scenery can change if the
person imagines it changing; and lastly, there is
the fact that many OBEs merge into other kinds of
experience. The OBEer may find himself seeing
places such as never were on earth, or he may meet
strange monsters, religious figures or caricature
animals. All these features of the OBE make it
harder to see the OB world as the physical world at
all, and lead one to the conclusion that the OB
world is more like a world of thoughts.
2. Physical Astral World Theory (a non-physical
double travels in the physical world
Many theories have suggested that the double is
not physical but non-physical, even though it
travels in the physical world. Many occultists
believe there to be a whole range of non-physical
worlds of differing qualities. Let us look at some
examples of this sort of theory to try to find out
what is meant by it. Tart [Tar74b, 78]
refers to it as the 'natural' explanation. He
describes this theory of the OBE as follows '... in
effect there is no need to explain it; it is just
what it seems to be. Man has a non-physical soul of
some sort that is capable, under certain
conditions, of leaving the physical seat of
consciousness. While it is like an ordinary
physical body in some ways, it is not subject to
most of the physical laws of space and time and so
is able to travel at will.'
The 'theta aspect' has been mentioned in connection
with detection experiments. Morris et. al.
[MHJHR78] explain that '... the OBE may be
more than a special psi-conductive state; they hold
that it may in fact be evidence of an aspect of the
self which is capable of surviving bodily death.
For convenience, such a hypothetical aspect of the
self will hereafter be referred to as a Theta
Aspect (T.A.).' According to Osis and Mitchell
[OM77] it is possible that '... some part
of the personality is temporarily out of the body,'
and many occult theories involve a non-physical
astral double rather than a physical one.
Blackmore criticizes this view [Bla82]. She
claims if the 'soul' is to interact with the
objects of the physical world so as to perceive
them then it should not only be detectable, but all
the other problems of previous theories arise. On
the other hand, if this 'soul' does not interact
with the physical, then it cannot possibly do what
is expected of it in this theory, namely travel in
the physical world. She sees no escape from the
dilemma. Moreover, she claims there is already
evidence that what is seen in an OBE is not, in any
case, the physical world.
3. Mental Astral World Theory (a non-physical
double travels in a non-physical, but 'objective,'
astral world)
Each of the theories presented thus far support
a conclusion that OBEs do not take place in the
physical world at all, but in a thought-created or
mental world. Each of the next three types of
theory start from this premise, but they are very
different and lead to totally different conceptions
of the experience.
The term 'mental world' could mean several
different things. It could mean the purely private
world created by each of us in our thinking. One
possibility is that there is another world (or
worlds) which is mental but is in some sense
shared, or objective and in which we can all travel
if we attain certain states of consciousness. The
important question now becomes whether the OB world
is peculiar to each individual, or shared and
accessible to all.
Occultists have suggested that there is a shared
thought world. There are many other versions of
this kind of theory. The pertinent features of this
idea are that there is a non-physical OB world
which is accessible by thought, that it is
manipulable by thought, and that it is the product
of the mind of more than just one person.
Tart [74b, 78], as one of his five theories
of the OBE, suggests what he calls the
'mentally-manipulatable-state explanation.' He
raises here the familiar problem of, as he puts it
'where the pajamas come from.' That is, if the OBE
involves the separation of a 'spirit' or 'soul' we
have to include the possibility of spiritual dinner
jackets and tie pins. Of course any theory which
postulates 'thought created' world solves this
problem. Tart therefore suggested that a
non-physical second body travels in a non-physical
world which is capable of being manipulated or
changed by 'the conscious and non-conscious
thoughts and desires of the person whose second
body is in that space.'
In 1951 Muldoon and Carrington had come to a
similar conclusion [MC51]. Muldoon states
'... one thing is clear to me -- the clothing of
the phantom is created, and is not a counterpart of
the physical clothing.' Through his observations he
came to the conclusion that 'Thought creates in the
astral, ... In fact the whole astral world is
governed by thought.' But he did not mean it was a
private world of thoughts.
Also relevant here is the occult notion of thought
forms. Theosophists Besant and Leadbeater describe
the creation of thought forms by the mental and
desire bodies, and their manifestations as floating
forms in the mental and astral planes. All physical
objects are supposed to have their astral
counterparts and so when traveling in the astral
one sees a mixture of the astral forms of physical
things and thought created, or purely astral,
entities.
There are other versions of a similar idea. For
example Whiteman questions the 'one-space theory'
of OBEs [Whi75], and Poynton follow him
suggesting '... what is described is not the
physical world as actualized by the senses of the
physical body, but a copy, more or less exact, of
the physical world' [Poy75]. Rogo
[Rog78b] suggests that the OBE takes place
in a non-physical duplicate world which is just as
'real' to the OBEer as our world is to us.
The idea of shared thought world, attractive as it
is, has some serious problems. The first problem
relates to how the thoughts of different people
could be combined together to create an astral
world and the second problem concerns the storage
of ideas. The idea that thoughts can persist
independently of the brain has been a cornerstone
of many occult theories, but also parapsychologists
have used a similar idea to try to explain ESP.
According to Blackmore [Bla82] the problem
is essentially one of coding. We know that when a
person remembers something he has first processed
the incoming information, thought about it,
structured it, and turned it into a manageable form
using some sort of code. We presume that the
information persists in this form until needed when
the person can use the same coding system to
retrieve it and use it. Even if we don't understand
the details of how this system works, there is in
principle no problem for one person because he uses
the same system both in storing the material and
retrieving it. But if thoughts are stored in the
astral world, then we have to say that one person
can store them there and another can get them out
again. And that other person may have entirely
different ways of coding information. So how can
these thoughts in the astral possibly make sense to
him?
Nothing Leaves the Body
4. Parapsychological Theory (imagination
plus ESP)
The OBE might involve only imaginary traveling
in a private imaginary world. According to this
type of theory, nothing leaves the body in an OBE.
The advantage of such a theory is that it avoids
all the problems of the previous ones since it
involves no astral worlds and other bodies. Certain
parapsychologists have tried to incorporate the
evidence that ESP occurs during OBEs by suggesting
that the OBE is 'imagination plus ESP' or PK. For
example, one of Tarts's five theories is the
'hallucination-plus-psi explanation.' According to
this theory, 'For those cases of OBEs in which
veridical information about distant events is
obtained, it is postulated that ESP, which is well
proved, works on a nonconscious level, and this
information is used by the subconscious mind to
arrange the hallucinatory or dream scene so that it
corresponds to the reality scene' [Tar78].
Osis [Osi75] contrasts his 'ecsomatic
hypothesis' with 'traveling fantasy plus ESP' and
Morris [MHJHR78] compares the theory that
'some tangible aspect of self can expand beyond the
body' with what he call the 'psi-favorable state'
theory. In parapsychology many states have been
thought to be conducive to ESP. They include
relaxation, the use of ganzfeld or unpatterned
stimulation, and dreaming. There are many reasons
why an OBE might be thought of as a psi-conductive
state. Palmer suggested that it might induce
attitudes and expectations consistent with psi,
thereby facilitating its occurrence
[Pal74].
This sort of theory is not satisfying. It appears
to avoid all the previous problems and yet to be
able to cope with the paranormal aspects of the
experience. According to Blackmore 'Calling the OBE
imagination or hallucination tells us very little,
and adding the words 'plus ESP' adds nothing. We
know little enough about ESP. It is defined
negatively, and we cannot stop and start it or
control it in any way.'
5. Psychological Theories
This theory amounts to the statement that all the
details of the OBE are to be accounted for in
psychological terms. Nothing leaves the body in an
OBE, the astral body and astral world are products
of the imagination and the OBE itself provides no
hope for survival. Osis has called the followers of
such theories 'nothing but-ers,' reducing the OBE
to 'nothing but a psychopathological oddity'
[Osi81].
Among psychological approaches there have been
psychoanalytic interpretations, analogies between
the 'tunnel' and the birth experience; the creation
of the double has been seen as an act of narcissism
or as a way of denying the inevitable mortality of
the human body. Then there have been theories which
treat the near-death experience as a form of
depersonalization or regression to primitive modes
of thinking, and those which treat it as involving
an archetype.
John Palmer used a mixture of psychological and
psychoanalytical concepts in his account
[Pal78a]. He made the crucial point that
the OBE is neither potentially nor actually a
psychic phenomenon. An OBE may be associated with
psychic events but the experience itself, just like
any other experience, is not the kind of thing
which can be either psychic or not. He went on to
suggest that the OBE almost always occurs in a
hypnagogic state. Within this state it is triggered
by a change in the person's body concept which
results from a reduction or other change in
proprioceptive stimulation. This change then
threatens the self concept and the threat activates
deep unconscious processes. These processes try to
re-establish the person's sense of individual
identity as quickly and economically as possible in
a way that follows the laws of the Freudian primary
process. According to Palmer it is this attempt to
regain identity which constitutes the OBE.
Since the whole purpose of the OBE is to avoid a
threat, the person will usually remain unaware of
that threat and of the change in body image which
precipitated it. However, Palmer adds that it is
possible, with practice, to gain ego-control over
the primary process activity. Of course the OBE is,
at best, only a partial solution to the threat and
both ego and primary process strive to regain the
normal body concept. As soon as they succeed the
OBE ends. For Palmer any psychic abilities which
manifest themselves during an OBE do so more
because of the hypnagogic state than because
anything leaves the body.
This theory has much in its favor. It has no need
of astral bodies or other worlds and so avoids all
the problems of the earlier theories. It makes
sense of the situations in which the OBE occurs,
and the way it varies with the situation, and it
relates the OBE to other experiences. However, the
theory is not without its own problems. It depends
heavily on the idea that the OBE is a means of
avoiding a threat to the integrity of the
individual and the anxiety which such a threat
would arouse. But it is not clear that the OBE
would not provide an even greater threat than the
original change in body concepts. Sometimes OBEers
are terrified that they will not be able to 'get
back in' which is surely also a threat.
Susan Blackmore [Bla82] bases her theory on
the claim that the evidence of paranormal events
during the OBE is limited and unconvincing. She
therefore asserts that the claims for ESP and PK in
OBEs are not impossible but there is actually not
very much evidence which has to be 'explained away'
in this fashion. Blackmore suggests that the OBE is
best seen as an altered state of consciousness
(ASC) and is best understood in relation to other
ASCs. Everything perceived in an OBE is a product
of memory and imagination, and during the OBE one's
own imagination is more vividly experienced than it
is in everyday life. In other words the experience
is a kind of privileged peek into the contents of
one's own mind.
Blackmore suggests that in the case of the OBE the
following are necessary: vivid and detailed
imagery; low reality testing so that memories and
images may seems 'real'; sensory input from the
body reduced or not attended to; awareness and
logical thinking maintained. She shows how these
prerequisites can lead to an altered state of which
one form is the semi-stable OBE and indicates
related states, such as lucid dreaming, and shows
how experience can change into others when
conditions, or ways or thinking, change.
This theory accounts adequately for cases of
so-called traveling clairvoyance, where the subject
does not necessarily see his body, but is aware of
a distant scene. It accounts less well for cases of
conscious projection, where the subjects feels
himself to be at a distant location and is actually
perceived by a person at that location. It also
underestimates the veridical aspect of perception
in cases where there is no apparent distortion by
the imagination, in other words when the scene
viewed from another point of space corresponds
exactly with what one might expect to observe from
that point; for instance a room seen from the
vantage point of the ceiling. The question of
perceptual distortion is related to the degree of
interference by the imagination: the greater the
imaginative element, the less veridical the
perception of the place.
Stephen LaBerge describes a theory in which OBEs
occur when people lose input from their sense
organs, as happens at the onset of sleep, while
retaining consciousness [LL91]. This
combination of events is especially likely when a
person passes directly from waking into REM sleep.
In both states the mind is alert and active, but in
waking it is processing sensory input from the
outside world, while in dreaming it is creating a
mental model independent of sensory input. This
model includes a body. When dreaming, we generally
experience ourselves in a body much like the 'real'
one, because that is what we are used to. However,
our internal senses reside in the physical body,
which when we are awake inform us about our
position in space and about the movement of our
limbs. This information is cut off in REM sleep.
Therefore, we can dream of doing all kinds of
things with our dream bodies -- flying, dancing,
running from monsters, being dismembered -- all
while our physical bodies lie safely in bed.
During a WILD, or sleep paralysis, the awake and
alert mind keeps up its good work of showing us the
world it expects is out there -- although it can no
longer sense it. So, then we are in a mental dream
world. Possibly we feel the cessation of the
sensation of gravity as that part of sensory input
shuts down, and then feel that we are suddenly
lighter and float up, rising from the place where
we know our real body to be lying still. The room
around us looks about the same as it would if we
were awake, because such in image represents our
brain's best guess about where we are. If we did
not know that we had just fallen asleep, we might
well think that we were awake, still in touch with
the physical world, and that something mighty
strange was happening -- a departure of the mind
from the physical body.
The unusual feeling of leaving the body is exciting
and alarming. This, combined with the realistic
imagery of the bedroom is enough to account for the
conviction of many OBE experients' that 'it was too
real to be a dream.' Dreams, too, can be
astonishingly real, especially if you are attending
to their realness. Usually, we pass through our
dreams without thinking much about them, and upon
awakening remember little of them. Hence, they seem
'unreal.' But waking life is also like that -- our
memory for a typical, mundane day is flat and
lacking in detail. It is only the novel, exciting,
or frightening events that leave vivid impressions.
If we stop what we are doing, we can look around
and say, 'Yes, this world looks solid and real.'
But, if you look back and try to recall, for
instance, brushing your teeth this morning, your
memory is likely to be vague and not very
life-like. Contrast this kind of event to a past
event that excited or alarmed you, which is likely
to seem much more 'real' in retrospect.
Other approaches
Perhaps all the distinctions and problems are
artificial, perhaps the mind is neither 'in' nor
'out' of the body. Grosso argues the possibility
[Gro81] that one is always 'out' and in an
OBE just becomes conscious of that fact. Should the
distinction between normal and paranormal then be
dropped?
Let us consider the state of affair that is
considered normal: the 'in-the-body' experience.
What does it mean to be in a body? LaBerge
[LL91] argues that saying that one is in a
body implies that the self is an object with
definite borders capable of being contained by the
boundaries of another object -- the physical body.
However, we do not have any evidence that the self
is such a concrete thing. What we think of as
'out-of-body' in an OBE is the experience of the
self. This experience of being 'in' a body is
normally based on perceptual input from the senses
of both the world external to the body and the
processes within the body. These things give us a
sense of localization of the self in space.
However, it is the body, and its sense organs, that
occupy a specific locus, not the self. The self is
not the body or the brain. If we think that the
self is a product of brain function, even this does
not make it reasonable to state that the self is in
the brain -- is the meaning contained in these
words in this page? It may not make any sense on an
objective level to say that the self is anywhere.
Rather, the self is where it feels itself to be.
Its location is purely subjective and derived from
input from the sensory organs.
Putting aside the question of the essential nature
of the self, perception is undeniably a phenomenon
tied to brain function. So, when we find ourselves
experiencing a world that seems much like the one
we are used to perceiving with our usual equipment
-- eyes, ears, etc., all things linked to our
brains, it would be logical to assume that it is
our usual brain creating the experience. And, if we
were to really leave our bodies -- severing all
connection with them -- it would be illogical to
assume that we would see the world in the same way.
Therefore, LaBerge points out, although no amount
of contradictory evidence can rule out the
possibility of a real 'out of body experience,' in
which an individual exists in some form entirely
independent of the body, it is highly unlikely that
such a form would utilize perceptual systems
identical to those of the physical human form.
Spiritual teachings tell us that we have a reality
beyond that of this world. LaBerge concludes that
the OBE may not be, as it is easily interpreted, a
literal separation of the soul from the crude
physical body, but it is an indication of the
vastness of the potential that lies wholly within
our minds. 'The worlds we create in dreams and OBEs
are as real as this one, and yet hold infinitely
more variety. How much more exhilarating to be
"out-of-body" in a world where the only limit is
the imagination than to be in the physical world in
a powerless body of ether! Freed of the constraints
imposed by physical life, expanded by awareness
that limits can be transcended, who knows what we
could be, or become?' [LL91].